If you believe that an NFA Member has treated you improperly or has improper business practices, NFA strongly encourages you to file a complaint using the online form below. WE LISTEN! But problems can arise. If you are not satisfied with the quality of service provided by us or you have any objections or would like to report about our services, you can file a complaint through one of our channels: - ALKAH RABA app. Through this process, we contact businesses to determine their response to consumer complaints. OIEA will inform you when it receives your complaint and will note the file number assigned to your complaint. More specifically the Form TCR asks for certain information which needs to be completed by the SEC whistleblower attorney. The Civil Rights Division enforces civil rights laws in a wide variety of contexts. Followers 0. registry.nafta-sec-alena.org Únicamente tienen derecho a presentar una Reclamación las personas interesadas con legitimación para solicitar la revisión judicial de la resolución definitiva. You also can forward spam or junk email recommending that you invest in a stock or other investment. Complaints of discrimination: If you feel you were unfairly treated on the basis of your race, color, national origin, lack of proficiency in English, religion, gender, sexual orientation, age, or disability, you may file a formal complaint with the SSA. File a Complaint to the Securities and Exchange Commission Ghana - SEC Ghana. If you have a question about your investments or our rules, please contact us. A complaint against someone working for the IRS or posing as an IRS agent for the purpose of obtaining personal or … The FTC encourages consumers to file a complaint whenever they have been the victim of fraud, identity theft, or other unfair or deceptive business practices. How To File A Complaint. You can print out a complaint form and mail or fax it to us. How To File A Complaint With The Sec Sign in to follow this . Reply to this topic ; Start new topic; Recommended Posts. To file a complaint with the Internal Revenue Service (IRS), you must contact either the Inspector General for Tax Administration (TIGTA) (also available by phone at (800) 366-4484) or the Office of the Taxpayer Advocate (also available by phone at (877) 777-4778). File a Complaint We offer an informal complaint resolution service to Washington state residents, and to consumers with complaints about businesses located in Washington state. They can do it online, or by calling the FTC’s Consumer Response Center at 1-877-FTC-HELP (1-877-382-4357). In legal terminology, a complaint is any formal legal document that sets out the facts and legal reasons (see: cause of action) that the filing party or parties (the plaintiff(s)) believes are sufficient to support a claim against the party or parties against whom the claim is brought (the defendant(s)) that entitles the plaintiff(s) to a remedy (either money damages or injunctive relief). If you believe that a sales person, brokerage firm or other industry professional has treated you unfairly, contact the firm to see if you can resolve the issue. How to File a Complaint with FINRA. A Form TCR is a form that the SEC requires in order to file a “Tip, Complaint or Referral” under the SEC Whistleblower Act. File a Complaint Secretary of State's John R. Ashcroft’s office is responsible for ensuring compliance with state securities laws through the Securities Division. Only an interested person who would otherwise be entitled to commence proceedings for judicial review of the final determination may file a Complaint. By tony, August 8, 2007 in 403(b) Forum. Through this page you can file a complaint or provide the S.E.C with tips on potential securities law violations. tony 0 tony 0 Members; 0 4,932 posts; Report post; Posted August 8, 2007 I ran in to this on the web. - Contact our Call Center - 920001100 -Saudi Electricity Company Website.- Customer Care account (Twitter).. To file a report Click here If you’re considering filing a complaint against your financial advisor it’s important that you have a clear understanding of the general process.. As a registered financial advisor (RIA), your financial advisor, and the firm that employs him or her, is regulated by the Financial Industry Regulatory Authority (FINRA).. Such complaints should be registered within 180 days of the action you’re complaining about. How To File A Complaint With The Sec. The SEC’s Office of Investor Education and Advocacy (OIEA) receives many types of complaints from individual investors, including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other market participants.

The SEC has an online center for complaints and enforcement tips. You can use our online complaint form. You should reference this file number when contacting OIEA. Including as much information as possible when filing a complaint will help NFA identify potential violations.